The Metamorphosis  

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"One morning, when Gregor Samsa woke from troubled dreams, he found himself transformed in his bed into a horrible vermin. He lay on his armour-like back, and if he lifted his head a little he could see his brown belly, slightly domed and divided by arches into stiff sections. The bedding was hardly able to cover it and seemed ready to slide off any moment. His many legs, pitifully thin compared with the size of the rest of him, waved about helplessly as he looked."--The Metamorphosis (1915) by Franz Kafka

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The Metamorphosis (Die Verwandlung, also sometimes termed "The Transformation") is a novella by Franz Kafka, first published in 1915. It is often cited as one of the seminal works of fiction of the 20th century and is widely studied in colleges and universities across the Western world. The story begins with a traveling salesman, Gregor Samsa, waking to find himself transformed into a monstrous vermin. It is never explained in the story why Samsa transforms, nor did Kafka ever give an explanation.

Contents

Plot

Part I

One day Gregor Samsa, a traveling salesman, wakes up to find himself transformed into a "ungeheuren Ungeziefer", literally "monstrous vermin", often interpreted as a giant bug or insect. He believes it is a dream, and reflects on how dreary life as a traveling salesmen is. He looks at the wall clock and realizes that he has overslept and missed his train for work. He ponders on the consequences of this delay, and is annoyed at how his boss never accepts excuses or explanations from any of his employees no matter how hard working they are, displaying an apparent lack of trusting abilities. Gregor's mother knocks on the door and he answers her. She is concerned for Gregor because he is late for work, which is unorthodox for Gregor. Gregor answers his mother and realizes that his voice has changed, but his answer is short so his mother does not notice the voice change. His sister, Grete, to whom he was very close then whispers through the door and begs him to open the door. All his family members think that he is ill and ask him to open the door. He tries to get out of bed but he is incapable of moving his body. While trying to move, he finds that his office manager, the chief clerk has showed up to check on him. He finally rocks his body to the floor and calls out that he will open the door shortly.

Feeling offended by Gregor's delayed response in opening the door, the clerk warns him of the consequences of missing work. He adds that his recent performance has been unsatisfactory. Gregor disagrees and tells him that he will open the door shortly. Nobody on the other side of the door could understand a single word he uttered (Gregor was unaware of the fact that his voice has also transformed) and conclude that he is seriously ill. Finally, Gregor manages to unlock and open the door with his mouth. He apologizes to the office manager for the delay. Horrified by the sight of Gregor's appearance, the manager bolts out of the apartment, while Gregor's mother faints. Gregor tries to catch up with him but his father drives him back into the bedroom with a cane and a rolled newspaper. Gregor injures himself squeezing back through the doorway, and his father slams the door shut. Gregor, exhausted, falls asleep.

Part II

Gregor wakes and sees that someone has put milk and bread in his room. Initially excited, he quickly discovers that he has no taste for milk, once one of his favorite foods. He settles himself under a couch. The next morning, his sister comes in, sees that he has not touched the milk, and replaces it with rotting food scraps, which Gregor happily eats. This begins a routine in which his sister feeds him and cleans up while he hides under the couch, afraid that his appearance will frighten her. Gregor spends his time listening through the wall to his family members talking. They often discuss the difficult financial situation they find themselves in now that Gregor can’t provide for them. Gregor had plans of sending Grete to the conservatorium to pursue violin lessons, something that everyone else including Grete considered to be a dream. Gregor was however pretty determined to do so on the same Christmas before which the metamorphosis occurs. His incapability of being the provider of his family as well as his shattered dreams in respect to his sister coupled with his speechlessness reduces his thought process to a great respect. Gregor also learns that his mother wants to visit him, but his sister and father will not let her.

Gregor grows more comfortable with his changed body. He begins climbing the walls and ceiling for amusement. Discovering Gregor’s new pastime, Grete decides to remove some of the furniture to give Gregor more space. She and her mother begin taking furniture away, but Gregor finds their actions deeply distressing. He tries to save a picture on the wall of a woman wearing a fur hat, fur scarf, and a fur muff. Gregor’s mother sees him hanging on the wall and passes out. Grete calls out to Gregor—the first time anyone has spoken directly to him since his transformation. Gregor runs out of the room and into the kitchen. The father throws apples at Gregor, and one of them sinks into a sensitive spot in his back and remains lodged there, paralyzing his movements for a month and damaging it permanently. Gregor manages to get back into his bedroom but is severely injured.

Part III

One evening, the cleaning lady leaves Gregor’s door open while the boarders lounge about the living room. Grete has been asked to play the violin for them, and Gregor who usually took care to avoid crossing paths with anyone in the flat, in the midst of his depression and thus caused detachment, creeps out of his bedroom to listen. The boarders, who initially seemed interested in Grete, grow bored with her performance, but Gregor is transfixed by it. One of the boarders spots Gregor and they become alarmed. Gregor’s father tries to shove the boarders back into their rooms, but the three men protest and announce that they will move out immediately without paying rent because of the disgusting conditions in the apartment.

Grete, who has by now become tired of taking care of Gregor and is realizing the amount of burden his existence puts on each one in the family, tells her parents that they must get rid of Gregor or they will all be ruined. Her father agrees, wishing Gregor could understand them and would leave of his own accord. Gregor does in fact understand and slowly moves back to the bedroom. There, determined to rid his family of his presence, Gregor dies.

Upon discovering that Gregor is dead, the family feels a great sense of relief. The father kicks out the boarders and decides to fire the cleaning lady, who has disposed of Gregor’s body. The family takes a trolley ride out to the countryside, during which they consider their finances. Months of spare living as a result of Gregor’s condition have left them with substantial savings. They decide to move to a smaller apartment than the present one to further save their finances, an act which they were unable to carry out in Gregor's presence. During this short trip, Mr. and Mrs. Samsa realize that in spite of going through hardships which have brought an amount of paleness to her face, Grete appears to have grown up into a pretty and well figured lady, which leads her parents to think about finding her a husband.

Characters

Gregor Samsa

Gregor is the main character of the story. He works as a traveling salesman in order to provide money for his sister and parents. He wakes up one morning finding himself transformed to a vermin. After the metamorphosis, Gregor becomes unable to work and a claustrophile. This prompts his family to begin working once again.

The name "Gregor Samsa" appears to derive partly from literary works Kafka had read. The hero of The Story of Young Renate Fuchs, by German-Jewish novelist Jakob Wassermann (1873–1934), is a certain Gregor Samsa. The Viennese author Leopold von Sacher-Masoch, whose sexual imagination gave rise to the idea of masochism, is also an influence. Sacher-Masoch (note the letters Sa-Mas) wrote Venus in Furs (1870), a novel whose hero assumes the name Gregor at one point. A "Venus in furs" literally recurs in "The Metamorphosis" in the picture that Gregor Samsa has hung on his bedroom wall. The name Samsa is similar to Kafka in its play of vowels and consonants: "Five letters in each word. The S in the word Samsa has the same position as the K in the word Kafka. The A "is in the second and fifth positions in both words." Kafka, when asked, would deny the significance of this correlation.

Gregor Samsa appears to be based upon Kafka himself. As when Kafka suffered from insomnia he feared he was repulsive and a burden to his family, during this time his sister was his caretaker.

Grete Samsa

Grete is Gregor's younger sister, who becomes his caretaker after his metamorphosis. Initially Grete and Gregor have a close relationship but this quickly fades. While Grete initially volunteers to feed him and clean his room, she grows more and more impatient with the burden and begins to leave his room in disarray out of spite. She plays the violin and dreams of going to the conservatory, a dream Gregor had intended to make happen. Gregor planned on making the announcement on Christmas Eve. To help provide an income for the family after Gregor's transformation, she starts working as a salesgirl.

Mr. Samsa

Mr. Samsa is Gregor's father. After the metamorphosis, he is forced to return to work in order to support the family financially. His attitude towards his son is harsh; he regards the transformed Gregor with disgust and possibly even fear. Mr. Samsa may have been based on Kafka's father, who treated Kafka harshly.

Mrs. Samsa

Mrs. Samsa is Grete and Gregor's mother. She is initially shocked at Gregor's transformation, however she wants to enter his room. This proves too much for her, thus giving rise to a conflict between her maternal impulse and sympathy and her fear and revulsion of Gregor's new form.

Translation

Kafka's sentences often deliver an unexpected impact just before the period—that being the finalizing meaning and focus. This is achieved from the construction of sentences in the original German, which requires that the participle be positioned at the end of the sentence. For example, in the opening sentence, it is the final word, verwandelt, that indicates transformation:

Als Gregor Samsa eines Morgens aus unruhigen Träumen erwachte, fand er sich in seinem Bett zu einem ungeheuren Ungeziefer verwandelt.
As Gregor Samsa awoke one morning from uneasy dreams, he found himself transformed in his bed into a gigantic insect-like creature.

These constructions are not directly replicable in English, so it is up to the translator to provide the reader with the effect of the original text.

English translators have often sought to render the word Ungeziefer as "insect", but this is not strictly accurate. In Middle German, Ungeziefer literally means "unclean animal not suitable for sacrifice" and is sometimes used colloquially to mean "bug" – a very general term, unlike the scientific sounding "insect". Kafka had no intention of labeling Gregor as any specific thing, but instead wanted to convey Gregor's disgust at his transformation. The phrasing used by Joachim Neugroschel is "transformed in his bed into a gigantic insect" whereas David Wyllie says "transformed in his bed into a horrible vermin".

However, in Kafka's letter to his publisher of 25 October 1915, in which he discusses his concern about the cover illustration for the first edition, he uses the term Insekt, saying "The insect itself is not to be drawn. It is not even to be seen from a distance."

Ungeziefer has sometimes been translated as "cockroach", "dung beetle", "beetle", and other highly specific terms. The term "dung beetle" or Mistkäfer is in fact used in the novella by the cleaning lady near the end of the story, but it is not used in the narration. Ungeziefer also denotes a sense of separation between himself and his environment: he is unclean and must therefore be secluded.

Vladimir Nabokov, who was a lepidopterist as well as writer and literary critic, insisted that Gregor was not a cockroach, but a beetle with wings under his shell, and capable of flight. Nabokov left a sketch annotated "just over three feet long" on the opening page of his (heavily corrected) English teaching copy. In his accompanying lecture notes, Nabokov discusses the type of insect Gregor has been transformed into, concluding that Gregor "is not, technically, a dung beetle. He is merely a big beetle."

Related

1915 - metamorphoses - Franz Kafka - alienation - existentialism - 20th century literature - fantastic literature - absurd - surreal



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